Forms & Notices

Account Opening

Account Opening	Money Fund Account^SM Application - S Corp/C Corp/LLC (MMF-10A)
Account Opening	Money Fund Account^SM Application - Individual/Joint/UTMA/UGMA (MMF-10B)
Account Opening	Money Fund Account^SM Application - Trust/Estate/Sole Prop (MMF-10C)
Account Opening	New Account Application Class S-Entity-S Corp/C Corp/LLC (Form-10SA)
Account Opening	New Account Application Class S-Trust/Estate/Sole Prop (Form-10SB)
Account Opening	New Account Application Class S-Individual/Joint/UTMA/UGMA (Form-10SC)

Account Changes	Additional Statement to Interested Parties (Form-39)
Account Changes	Automatic Withdrawal Plan (Form-13 )
Account Changes	Change of Account Ownership – Entity-S Corp/C Corp/LLC (Form-23A)
Account Changes	Change of Account Ownership - Trust/Estate/Sole Prop (Form-23B)
Account Changes	Change of Account Ownership - Individual/Joint/UTMA/UGMA (Form-23C)
Account Changes	Change of Dealer Authorization Form (Form-26)
Account Changes	Checkwriting (Form-15 )
Account Changes	Cost Basis Election Form (Form-CBE)
Account Changes	Dividend Payment Option (Form-19 )
Account Changes	Durable Power of Attorney (Form-65)
Account Changes	Net Asset Value (NAV) Purchase Certification Statement (Form-20)
Account Changes	Non-IRA Electronic Account Services (Form-12)
Account Changes	Payroll/Direct Deposit (Form-61)
Account Changes	Power of Attorney Affidavit and Indemnification Form (POA-AFF)
Account Changes	Rules for Registering Ownership of Accounts with Transfer on Death (TOD) Designation (“Rules”)
Account Changes	Trade Authorization (Form-42)
Account Changes	Transfer on Death Affidavit (Form-40A)
Account Changes	Transfer on Death Change of Beneficiary Designation (Form-40B)
Account Changes	Transfer on Death (TOD) Application (Form-40)
Account Changes	Trusted Contact Designation Form (Form-TC)

Transactions	Letter of Intent (Form-14)
Transactions	Redemption Request (Form-24)

403(b) Forms	403(b)(7) Distribution Request Form (Form-06R)
403(b) Forms	403(b)Custodial Agreement
403(b) Forms	Inherited Retirement Account Distribution Request (IRA-10G)
403(b) Forms	403(b) Account Beneficiary Designation Form (Form-11-403B)

Simplified Profit Sharing & Money Purchase Plan	Beneficiary Form (INT-FM05)
Simplified Profit Sharing & Money Purchase Plan	Distribution Request Form (INT-FM46)
Simplified Profit Sharing & Money Purchase Plan	Decedent IRA Application (IRA-10F)
Simplified Profit Sharing & Money Purchase Plan	Inherited Retirement Account Distribution Request (IRA-10G)
Simplified Profit Sharing & Money Purchase Plan	Pre-Retirement Survivor Annuity Notice (INT-NU18)

Distribution	Internal Roth IRA Conversion (IRA-10H)
Distribution	Inherited Retirement Account Distribution Request (IRA-10G)
Distribution	IRA Distribution Request (IRA-10E)
Distribution	IRA Required Minimum Distribution Request (RMD-Form)

Account Changes	Transfer on Death (TOD) Application
Account Changes	Transfer on Death Affidavit
Account Changes	Transfer on Death Change of Beneficiary Designation
Account Changes	Power of Attorney Affidavit and Indemnification Form (POA-AFF)
Account Changes	Non-IRA Electronic Account Services
Account Changes	Change of Account Ownership
Account Changes	Voluntary Cash Purchase Program and Dividend Reinvestment Plan Enrollment Form
Account Changes	Germany: Voluntary Cash Purchase Program and Dividend Reinvestment Plan Enrollment Form

Account Changes	IRA application and disclosures (IRA-10)
Account Changes	Decedent IRA Application (IRA-10F)
Account Changes	IRA Beneficiary Designation (Form-11)
Account Changes	IRA Electronic Transfer Services Form (IRA-10C)
Account Changes	IRA Rollover/Transfer Form (IRA-10D)
Account Changes	Spousal Inherited Retirement Form (IRA-SIRF)
Account Changes	IRA Custodian Disclosure Statement and Plan Agreement (IRA-10A)

Account Opening	Coverdell Education Savings Account: Application, Transfer Form, and Disclosure Documents (IRA-E70)
Account Opening	New Account Application Class S-Individual/Joint/UTMA/UGMA (Form-10SC)

Account Changes	Coverdell Education Savings Account Beneficiary Designation (Form-E11)
Account Changes	Coverdell Education Savings Account Disclosure Statement (IRA-E70A)